-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BqY+6ld7xD7nhBTrnup8gNwyYjUTE4yb9Z9mxoqB2QgOblyg4B3vaHfgiA5Th4DH +/fvMa8FR1VTKom2tJ4w5Q== 0000904454-09-000248.txt : 20090701 0000904454-09-000248.hdr.sgml : 20090701 20090701152038 ACCESSION NUMBER: 0000904454-09-000248 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090701 DATE AS OF CHANGE: 20090701 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARIAD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000884731 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 223106987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48751 FILM NUMBER: 09922302 BUSINESS ADDRESS: STREET 1: 26 LANDSDOWNE ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 6174940400 MAIL ADDRESS: STREET 1: 26 LANDSDOWNE CITY: CAMBRIDGE STATE: MA ZIP: 02139 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Index Venture Growth I (Jersey) L.P. CENTRAL INDEX KEY: 0001466950 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: NO.1 SEATON PLACE, ST. HELIER CITY: JERSEY (CHANNEL ISLANDS) STATE: XX ZIP: JE4 8YJ BUSINESS PHONE: 44-1534-605-643 MAIL ADDRESS: STREET 1: NO.1 SEATON PLACE, ST. HELIER CITY: JERSEY (CHANNEL ISLANDS) STATE: XX ZIP: JE4 8YJ SC 13G 1 s13g_063009-ariad.htm SCHEDULE 13G FOR ARIDA PHARMA BY INDEX VENTURES GROWTH I (JERSEY)

CUSIP No. 04033A100

Page 1 of 7 Pages

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No __)*

 

 

 

ARIAD Pharmaceuticals, Inc.

(Name of Issuer)

 

Common Stock, $0.001 par value

(Title of Class of Securities)

 

04033A100

(CUSIP Number)

 

June 27, 2009

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

o

Rule 13d-1(b)

 

x

Rule 13d-1(c)

 

o

Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


CUSIP No. 04033A100

Page 2 of 7 Pages

 

 

1.

Name of Reporting Person

Index Ventures Growth I (Jersey) L.P.

 

I.R.S. Identification

No. of Above Person

(Entities Only)

Not Applicable

2.

Check the Appropriate Box

if a Member of a Group

(a) o

(b) o

3.

SEC Use Only

 

4.

Citizenship or Place

of Organization

Jersey (Channel Islands)

Number of

Shares Beneficially

Owned by Each

Reporting Person

With

5.

Sole Voting
Power

6,257,811 (including shares issuable upon exercise of warrants)

6.

Shared Voting
Power

-0-

7.

Sole Dispositive
Power

6,257,811 (including shares issuable upon exercise of warrants)

8.

Shared Dispositive Power

-0-

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

6,257,811 (including shares issuable upon exercise of warrants)

10.

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 

o

11.

Percent of Class Represented by Amount in Row (9)

6.99%

12.

Type of Reporting Person

PN

 

 


CUSIP No. 04033A100

Page 3 of 7 Pages

 

1.

Name of Reporting Person

Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P.

 

I.R.S. Identification

No. of Above Person

(Entities Only)

Not Applicable

2.

Check the Appropriate Box

if a Member of a Group

(a) o

(b) o

3.

SEC Use Only

 

4.

Citizenship or Place

of Organization

Jersey (Channel Islands)

Number of

Shares Beneficially

Owned by Each

Reporting Person

With

5.

Sole Voting
Power

217,189 (including shares issuable upon exercise of warrants)

6.

Shared Voting
Power

-0-

7.

Sole Dispositive
Power

217,189 (including shares issuable upon exercise of warrants)

8.

Shared Dispositive Power

-0-

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

217,189 (including shares issuable upon exercise of warrants)

10.

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 

o

11.

Percent of Class Represented by Amount in Row (9)

0.25%

12.

Type of Reporting Person

PN

 

 


CUSIP No. 04033A100

Page 4 of 7 Pages

 

Schedule 13G

 

Item 1.

 

 

(a)

Name of Issuer:

 

 

ARIAD Pharmaceuticals, Inc.

 

 

(b)

Address of Issuer’s Principal Executive Offices:

 

26 Landsdowne Street

Cambridge, MA 02139

 

Item 2.

 

 

(a)

Name of Person Filing:

 

This statement is being filed by Index Ventures Growth I (Jersey) L.P., a Jersey (Channel Islands) partnership, and Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P., a Jersey (Channel Islands) partnership (each a “Reporting Person” and together, the “Reporting Persons”). The Reporting Persons are making this single, joint filing because they may be deemed to constitute a “group” within the meaning of Section 13(d)(3) of the Exchange Act, however the Reporting Persons do not expressly affirm the existence of a group and each Reporting Person disclaims beneficial ownership of all securities of the Issuer except for those that it directly beneficially owns.

 

(b)

Address of Principal Business Office or, if None, Residence:

 

No. 1 Seaton Place, St. Helier, Jersey JE48YJ Channel Islands

 

 

(c)

Citizenship:

 

Jersey (Channel Islands)

 

 

(d)

Title of Class of Securities:

 

Common Stock, $0.001 par value

 

 

(e)

CUSIP Number:

 

04033A100

 


CUSIP No. 04033A100

Page 5 of 7 Pages

 

Item 3.        If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable.

 

Item 4.

Ownership.

 

(a) through (c):

 

The information requested hereunder is set forth in Items 5 through 9 and 11 of the cover pages to this Schedule 13G. The ownership percentages are based on 86,850,616 shares of Common Stock outstanding as of April 30, 2009, as reported in the Issuer’s Form 10-Q filed with the Securities Exchange Commission on May 11, 2009, and gives effect to the exercise of all warrants held by the Reporting Persons, which will become exercisable within 60 days of the date of this statement, on August 25, 2009.

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

 

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

 

Not Applicable.

 

Item 7.        Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

 

Not applicable.

 

Item 10.

Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


CUSIP No. 04033A100

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: June 29, 2009

 

 

INDEX VENTURES GROWTH I (JERSEY) L.P.

 

By:

/s/ Nigel Greenwood

 

 

Name: Nigel Greenwood
Title: Director of Index Venture Growth Associates 1 Limited, as General Partner of Index Ventures Growth I (Jersey) L.P.

 

INDEX VENTURES GROWTH I PARALLEL ENTREPRENEUR FUND (JERSEY) L.P.

 

By:

/s/ Nigel Greenwood

 

 

Name: Nigel Greenwood
Title: Director of Index Venture Growth Associates 1 Limited, as General Partner of Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P.

 

 


CUSIP No. 04033A100

 

Exhibit 1

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree, in compliance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13G to which this Agreement is attached as an Exhibit, and any amendments thereto, will be filed with the Securities and Exchange Commission jointly on behalf of each of them.

 

Dated: June 29, 2009

 

 

INDEX VENTURES GROWTH I (JERSEY) L.P.

 

By:

/s/ Nigel Greenwood

 

 

Name: Nigel Greenwood
Title: Director of Index Venture Growth Associates 1 Limited, as General Partner of Index Ventures Growth I (Jersey) L.P.

 

INDEX VENTURES GROWTH I PARALLEL ENTREPRENEUR FUND (JERSEY) L.P.

 

By:

/s/ Nigel Greenwood

 

 

Name: Nigel Greenwood
Title: Director of Index Venture Growth Associates 1 Limited, as General Partner of Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P.

 

 

 

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